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Study Guide: The Battle of Nanjing: Context, Engagements, and Aftermath

Cheat Sheet:
The Battle of Nanjing: Context, Engagements, and Aftermath Study Guide

Prelude and Strategic Context

The Battle of Nanking officially concluded on December 13, 1937.

Answer: True

Explanation: The battle for Nanjing, which began in early December 1937, officially concluded with the city's fall on December 13, 1937.

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The Japanese military's primary strategic objective in capturing Nanjing was to force the collapse of the Nationalist government and achieve a swift surrender from China.

Answer: True

Explanation: Capturing Nanjing, the Chinese capital, was intended to demoralize the Nationalist government and compel China into a swift surrender, thereby concluding the war quickly.

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The Battle of Nanking was a direct result of the earlier Battle of Shanghai.

Answer: True

Explanation: Following the costly Battle of Shanghai, the Japanese forces pursued the retreating Chinese army, leading directly to the subsequent campaign for Nanjing.

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After the Battle of Shanghai, the Japanese Army General Staff strictly enforced a policy of non-expansion of hostilities.

Answer: False

Explanation: Although the Japanese Army General Staff initially imposed an 'operation restriction line' to halt expansion after Shanghai, this policy was largely disregarded by field commanders eager to advance on Nanjing.

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Japanese air power played a minimal role in the lead-up to the Battle of Nanking due to strong Chinese air defenses.

Answer: False

Explanation: Japanese air power played a significant role, conducting bombing raids on Nanjing. While Chinese air defenses initially resisted, Japanese air superiority grew as the Chinese Air Force suffered mounting losses.

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The Chinese retreat from Shanghai was orderly and well-coordinated, minimizing casualties.

Answer: False

Explanation: The Chinese retreat from Shanghai was disorganized and poorly coordinated, leading to congestion and heavy casualties from Japanese air attacks.

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The Chinese Air Force maintained air superiority over Nanjing throughout the battle.

Answer: False

Explanation: The Chinese Air Force initially engaged Japanese bombers, but their effectiveness diminished as they suffered mounting losses due to attrition and a lack of replacement aircraft, leading to a loss of air superiority.

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Japanese bombing raids on Nanjing primarily targeted military installations without affecting civilian areas.

Answer: False

Explanation: Japanese bombing raids on Nanjing targeted both military installations and civilian areas, causing significant damage and contributing to the chaos and fear within the city.

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The Soviet Union provided significant direct military support during the Battle of Nanking.

Answer: False

Explanation: While the Soviet Union was listed as a supporter of China, the provided information does not detail significant direct military support during the Battle of Nanking.

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The 'operation restriction line' was intended to facilitate the Japanese advance on Nanjing.

Answer: False

Explanation: The 'operation restriction line' was imposed by the Japanese Army General Staff to prevent further westward advance after the Battle of Shanghai, aiming to avoid escalating the conflict.

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What was the primary strategic objective for the Japanese in capturing Nanjing?

Answer: To force the collapse of the Nationalist government and achieve a swift surrender from China.

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Which battle preceded the Battle of Nanking and significantly impacted the Chinese forces involved?

Answer: The Battle of Shanghai

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What was the initial policy adopted by the Japanese Army General Staff regarding expansion after the Battle of Shanghai?

Answer: A policy of non-expansion of hostilities, imposing an 'operation restriction line'.

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How did Japanese air power affect the battle leading up to Nanjing?

Answer: It grew in superiority as the Chinese Air Force suffered mounting losses.

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What was the significance of the 'operation restriction line' imposed by the Japanese Army General Staff?

Answer: It was an order to prevent forces from advancing further west of Suzhou and Jiaxing.

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Chinese Defense and Command

General Tang Shengzhi commanded the Chinese forces tasked with defending Nanjing.

Answer: True

Explanation: General Tang Shengzhi was appointed as the commander of the Nanjing Garrison Force, responsible for the city's defense against the advancing Japanese army.

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Chinese officers like He Yingqin argued that Nanjing's terrain was ideal for defense.

Answer: False

Explanation: Chinese officers such as He Yingqin argued against defending Nanjing, citing its topographically indefensible terrain and the risk of being cut off by the Yangtze River.

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Chiang Kai-shek insisted on defending Nanjing solely to prevent his troops from being perceived as cowardly.

Answer: False

Explanation: Chiang Kai-shek insisted on defending Nanjing to demonstrate China's resolve, hoping to secure foreign aid and strengthen its negotiating position, not solely to avoid appearing cowardly.

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The Chinese defense of Nanjing relied heavily on modern fortifications like concrete bunkers and extensive minefields.

Answer: True

Explanation: The Chinese hastily reinforced Nanjing's ancient walls and constructed defensive lines with trenches, minefields, and pillboxes, particularly on key high ground.

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The Nanjing Garrison Force was composed entirely of elite, German-trained units.

Answer: False

Explanation: While the Nanjing Garrison Force included some elite units, it was primarily composed of depleted divisions from the Battle of Shanghai and newly recruited, untrained soldiers.

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The Nanjing Garrison Force collapsed due to effective Chinese counter-offensives and strong leadership.

Answer: False

Explanation: The Nanjing Garrison Force collapsed due to intensified Japanese assaults, heavy casualties, lack of supplies, and poor coordination, not effective counter-offensives.

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General Tang Shengzhi's leadership during the defense of Nanjing was widely praised for its effectiveness.

Answer: False

Explanation: General Tang Shengzhi's leadership was criticized as incompetent, with accounts suggesting he issued contradictory orders and fled the city before the defense completely collapsed.

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The Fukuo Line was an offensive strategy employed by the Japanese forces.

Answer: False

Explanation: The Fukuo Line was a defensive line constructed by the Chinese forces outside Nanjing's city walls to impede the Japanese advance.

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Chinese troops preparing for Nanjing were generally well-equipped and rested after the Battle of Shanghai.

Answer: False

Explanation: Chinese troops preparing for Nanjing were largely depleted and exhausted from the Battle of Shanghai, often supplemented by untrained recruits, and lacked adequate equipment.

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Who was the commander of the Chinese forces defending Nanjing?

Answer: General Tang Shengzhi

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Which of the following was a key argument made by Chinese officers against defending Nanjing?

Answer: The city's defenses were considered topographically indefensible.

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Why did Chiang Kai-shek insist on defending Nanjing?

Answer: He wanted to demonstrate China's resolve to resist and potentially secure foreign aid.

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What defensive measures were hastily implemented by the Chinese in Nanjing?

Answer: Reinforcement of ancient walls with sandbags and concrete, and creation of defensive lines with trenches and minefields.

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What was the condition of the Chinese forces defending Nanjing, according to the source?

Answer: They were severely depleted and exhausted from previous battles, supplemented by untrained recruits.

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What led to the collapse of the Nanjing Garrison Force?

Answer: Intensified Japanese assaults, heavy casualties, and lack of supplies and coordination.

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What criticism was leveled against General Tang Shengzhi's command during the defense of Nanjing?

Answer: He was criticized for incompetence, issuing contradictory orders, and fleeing the city.

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What was the strategic significance of the Fukuo Line?

Answer: It was the final defensive line constructed by the Chinese outside Nanjing's city walls.

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Japanese Advance and Tactics

The Japanese plan for capturing Nanjing involved a single-pronged ground assault from the east.

Answer: False

Explanation: The Japanese plan involved a pincer movement, with forces advancing from the east and south, aiming to encircle Nanjing and block escape routes.

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The Japanese advance on Nanjing was characterized by peaceful conduct and respect for civilian property.

Answer: False

Explanation: The Japanese advance was marked by extreme brutality, looting, arson, and violence against civilians, foreshadowing the atrocities that would occur within Nanjing.

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The Japanese advance was hindered by superior Chinese armor and well-constructed defensive positions.

Answer: False

Explanation: The Japanese advance was facilitated by their air supremacy and the often hastily constructed and tactically flawed Chinese defenses, rather than being hindered by superior Chinese armor or positions.

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The rapid advance of Japanese units contributed to looting and violence due to supply shortages.

Answer: True

Explanation: The rapid advance of Japanese units often placed them ahead of supply lines, leading soldiers to loot from civilians for necessities, which was frequently accompanied by extreme violence.

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The Chinese scorched earth policy successfully denied the Japanese any shelter or supplies.

Answer: False

Explanation: While the Chinese scorched earth policy hindered the Japanese advance by denying them shelter and supplies, it also displaced and harmed the local civilian population.

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The Japanese Army's rapid advance towards Nanjing was primarily due to superior Chinese logistical support.

Answer: False

Explanation: The Japanese Army's rapid advance was driven by their own objectives and the pursuit of retreating Chinese forces, often relying on looting due to being ahead of their supply lines, not superior Chinese logistics.

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Which of the following describes the Japanese plan for capturing Nanjing?

Answer: A pincer movement from the east and south, blocking escape routes.

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How was the Japanese advance on Nanjing characterized in terms of conduct?

Answer: Marked by extreme brutality, looting, violence, and arson.

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Which of the following facilitated the Japanese overcoming Chinese resistance on the outer defensive lines?

Answer: Hasty construction and tactical flaws in Chinese defenses.

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How did the Japanese Army's rapid advance contribute to atrocities?

Answer: It led soldiers to loot from civilians due to being ahead of supply lines, often accompanied by violence.

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How did the Chinese scorched earth policy impact the battle?

Answer: It hindered the Japanese advance but also harmed the local civilian population.

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Key Engagements and Incidents

The 'Battles of Lake Tai and Guangde' resulted in a decisive Chinese victory, halting the Japanese advance.

Answer: False

Explanation: The Battles of Lake Tai and Guangde resulted in overwhelming defeat for the Chinese forces, with heavy casualties and the suicide of General Rao Guohua.

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During the Battle of Jiangyin, Chinese coastal batteries successfully repelled all Japanese naval vessels.

Answer: False

Explanation: Despite fierce resistance from Chinese coastal batteries, Japanese ground and naval forces overcame the defenses during the Battle of Jiangyin.

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The Guanghua Gate was breached by Japanese troops after blowing a hole in the city wall.

Answer: True

Explanation: Japanese engineers successfully breached the defenses near Guanghua Gate by blowing a hole in the city wall, allowing troops to enter.

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Fighting at Yuhuatai Plateau and Zhonghua Gate saw minimal Chinese resistance.

Answer: False

Explanation: The fighting at Yuhuatai Plateau and Zhonghua Gate was fierce, characterized by strong Chinese resistance and heavy casualties on both sides.

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The USS Panay was attacked by Chinese aircraft on December 12, 1937.

Answer: False

Explanation: The USS Panay was attacked and bombed by Japanese naval aircraft on December 12, 1937, while clearly marked with flags.

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The Japanese assault on Purple Mountain was easily successful due to minimal Chinese resistance.

Answer: False

Explanation: The Japanese assault on Purple Mountain involved intense fighting with bloody infantry charges and slow gains, indicating significant Chinese resistance.

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Chinese forces attempted to halt the Japanese advance around Lake Tai using ambushes and artillery.

Answer: True

Explanation: Chinese forces deployed divisions to the Lake Tai area and attempted to impede the Japanese advance through ambushes and artillery fire.

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What was the outcome of the 'Battles of Lake Tai and Guangde' for the Chinese forces?

Answer: Overwhelming defeat, heavy casualties, and the suicide of General Rao Guohua.

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What happened during the Battle of Jiangyin involving Chinese coastal defenses?

Answer: Japanese ground and naval forces overcame Chinese defenses despite fierce resistance.

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How was the Guanghua Gate breached during the final assault on Nanjing?

Answer: Japanese engineers blew a hole in the wall near the gate.

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What characterized the fighting at Yuhuatai Plateau and Zhonghua Gate?

Answer: Fierce fighting with heavy casualties on both sides.

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What happened to the American gunboat USS Panay during the Battle of Nanking?

Answer: It was attacked and bombed by Japanese naval aircraft, sinking and causing casualties.

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What was the nature of the fighting during the Japanese assault on Purple Mountain (Zijinshan)?

Answer: Intense fighting with bloody infantry charges and slow Japanese gains.

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The Nanjing Massacre and Atrocities

The Nanking Safety Zone was established by Chinese officials to protect civilians.

Answer: False

Explanation: The Nanking Safety Zone was established by foreign residents in the city to provide refuge for Chinese civilians during the battle and subsequent occupation.

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The 'Hundred Man Killing Contest' was a competition between Chinese soldiers to capture Japanese officers.

Answer: False

Explanation: The 'Hundred Man Killing Contest' was a notorious atrocity where two Japanese officers competed to see who could kill the most Chinese captives, highlighting extreme Japanese violence.

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The Nanking Safety Zone was intended to provide refuge for Chinese soldiers attempting to escape.

Answer: False

Explanation: The Nanking Safety Zone was established to protect Chinese civilians, not soldiers attempting to escape.

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Chinese soldiers who could not escape Nanjing often attempted to hide among the civilian population.

Answer: True

Explanation: Many Chinese soldiers attempted to evade capture by discarding their uniforms and blending in with civilians, seeking refuge in areas like the Nanking Safety Zone.

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'Mopping-up operations' were conducted by Japanese forces to systematically rebuild destroyed areas of Nanjing.

Answer: False

Explanation: 'Mopping-up operations' were conducted by Japanese forces to find and eliminate remaining Chinese soldiers, often resulting in the execution of civilians and contributing to the Nanjing Massacre.

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The Nanking Safety Zone's records later served as important evidence regarding the scale of the Nanjing Massacre.

Answer: True

Explanation: The records compiled by the foreign residents managing the Nanking Safety Zone provided crucial evidence documenting the extent and nature of the atrocities committed during the Nanjing Massacre.

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The Japanese military justified 'mopping-up operations' as necessary to capture enemy supplies.

Answer: False

Explanation: The Japanese military justified 'mopping-up operations' as necessary to find and eliminate remaining soldiers, but these actions often led to the arbitrary execution of civilians.

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Captured Chinese soldiers on the way to Nanjing were generally treated as prisoners of war.

Answer: False

Explanation: Captured Chinese soldiers on the way to Nanjing were often summarily executed by Japanese troops through shooting, bayoneting, or burning, rather than being treated as prisoners of war.

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What was the Nanking Safety Zone?

Answer: A designated area created by foreign residents to protect Chinese civilians.

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What was the purpose of the Nanking Safety Zone?

Answer: To provide refuge for Chinese civilians during the battle.

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What happened to many Chinese soldiers who could not escape Nanjing?

Answer: They attempted to blend in with civilians or were captured for execution.

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What were 'mopping-up operations' conducted by Japanese forces after capturing Nanjing?

Answer: Operations to find and eliminate remaining Chinese soldiers, often involving civilian executions.

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The Nanjing Massacre refers to:

Answer: Widespread atrocities committed by Japanese troops during and after the capture of Nanjing.

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What was the significance of the Nanking Safety Zone's records?

Answer: They provided crucial evidence for the scale of the Nanjing Massacre.

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Aftermath and Consequences

The Nanjing Massacre refers exclusively to the military battle for the city.

Answer: False

Explanation: The Nanjing Massacre refers to the widespread atrocities committed by Japanese troops during and after the capture of Nanjing, including mass executions, rape, and looting, extending beyond the military battle itself.

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Japanese casualties during the campaign to capture Nanjing were estimated to be around 26,000.

Answer: True

Explanation: While official figures for the battle itself were lower, estimates for the entire month-long campaign to capture Nanjing suggest total Japanese casualties (killed and wounded) could be around 26,000.

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Chinese casualties during the Battle of Nanking were significantly lower than Japanese losses.

Answer: False

Explanation: Chinese casualties were substantially higher than Japanese losses, with estimates ranging significantly higher for the battle and campaign.

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After the decision to defend Nanjing, Chiang Kai-shek moved the capital to Shanghai.

Answer: False

Explanation: Following the decision to defend Nanjing, Chiang Kai-shek officially moved the capital of China to Chongqing, located in the country's interior.

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The fall of Nanjing led to China's immediate surrender, as the Japanese had expected.

Answer: False

Explanation: Contrary to Japanese expectations, the fall of Nanjing did not lead to China's surrender; China rejected Japan's hardened peace terms and continued the war.

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Chinese soldiers attempting to retreat across the Yangtze River faced no significant obstacles.

Answer: False

Explanation: Chinese soldiers attempting to retreat across the Yangtze River faced chaos, a shortage of boats, Japanese fire, and blocked escape routes, leading to many casualties.

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Estimates for the total death toll of the Nanjing Massacre range up to approximately 430,000.

Answer: True

Explanation: Estimates for the total death toll of the Nanjing Massacre vary, with some sources suggesting figures as high as 430,000, while the International Military Tribunal for the Far East estimated over 200,000.

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The Japanese military leadership expected the capture of Nanjing to prolong the war.

Answer: False

Explanation: The Japanese military leadership expected the capture of Nanjing to lead to China's swift surrender and thus end the war quickly.

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Following the fall of Nanjing, the Chinese capital was officially moved to Chongqing.

Answer: True

Explanation: After Nanjing fell to the Japanese, the Chinese government officially relocated its capital to Chongqing, a city situated in the interior of China.

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The Japanese Army's official casualty count for the Battle of Nanjing excluded the Yamada Detachment.

Answer: True

Explanation: Japanese records for the Battle of Nanjing itself excluded casualties from the Yamada Detachment, suggesting the official count might not represent the full extent of their losses.

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What were the estimated Japanese casualties for the entire month-long campaign to capture Nanjing?

Answer: Around 26,000 killed and wounded.

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What was the estimated range for Chinese casualties during the Battle of Nanking?

Answer: 20,000 to 70,000

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Where did Chiang Kai-shek move China's capital after the decision to defend Nanjing?

Answer: Chongqing

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Did the fall of Nanjing lead to China's surrender?

Answer: No, China rejected Japan's hardened peace terms and continued the war.

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What challenges did Chinese soldiers face when attempting to retreat across the Yangtze River?

Answer: Chaos, shortage of boats, Japanese fire, and blocked escape routes.

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What was the estimated total death toll of the Nanjing Massacre according to the International Military Tribunal for the Far East?

Answer: Over 200,000

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