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Study Guide: Foundations of U.S. Law: Principles and Practice

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Foundations of U.S. Law: Principles and Practice Study Guide

Constitutional Framework and Federalism

The U.S. Constitution is the sole source of federal law in the United States.

Answer: False

Explanation: The U.S. Constitution is the supreme law of the land, but federal law also encompasses statutes enacted by Congress, treaties, administrative regulations, and case law.

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Federal law, including the Constitution, federal statutes, and treaties, preempts conflicting state laws.

Answer: True

Explanation: The Supremacy Clause of the U.S. Constitution establishes that federal law is supreme and preempts any conflicting state laws.

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If Congress passes a statute that conflicts with the Constitution, it automatically becomes invalid without any need for court intervention.

Answer: False

Explanation: While a statute conflicting with the Constitution is invalid, it requires judicial review by state or federal courts to be formally declared unconstitutional and invalid.

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State courts are bound by interpretations of federal law made by U.S. Courts of Appeals.

Answer: False

Explanation: State courts are not bound by interpretations of federal law from lower federal courts; only U.S. Supreme Court interpretations of federal law are binding on all state courts.

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Each of the fifty U.S. states operates as a separate sovereign with its own constitution and government.

Answer: True

Explanation: Under the principle of federalism, each U.S. state is considered a sovereign entity with its own constitution and governmental structure.

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State supreme courts' interpretations of state law can be appealed to the U.S. Supreme Court if they raise a federal question.

Answer: True

Explanation: Decisions by state supreme courts interpreting state law may be reviewed by the U.S. Supreme Court if the case involves a federal question.

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Under federalism, U.S. states derive their sovereignty directly from the federal government.

Answer: False

Explanation: U.S. states are considered separate sovereigns, deriving their powers from their own constitutions and the Tenth Amendment, not directly from the federal government.

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The U.S. Constitution is the supreme law of the land, preempting conflicting state laws.

Answer: True

Explanation: The Constitution, federal laws, and treaties are declared the supreme law of the land, superseding any conflicting state laws.

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State laws are considered plenary sovereigns, meaning they have broad legislative authority over matters not delegated to the federal government.

Answer: True

Explanation: States possess plenary power, allowing broad legislative authority over areas not reserved to the federal government or prohibited by the Constitution.

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The U.S. Supreme Court's interpretations of federal law are binding only on federal courts, not state courts.

Answer: False

Explanation: The U.S. Supreme Court's interpretations of federal law are binding on all federal and state courts.

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The U.S. Constitution grants the federal government plenary power over all matters not explicitly prohibited by the states.

Answer: False

Explanation: The U.S. Constitution grants the federal government enumerated powers, not plenary power; states retain plenary power over matters not delegated to the federal government.

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According to the text, what happens if Congress enacts a statute that conflicts with the Constitution?

Answer: State or federal courts can declare the law unconstitutional and invalid.

Explanation: When a federal statute conflicts with the Constitution, courts possess the authority to declare it unconstitutional and invalid, although it does not automatically disappear without further legislative action.

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Which of the following statements best describes the nature of state law in the United States according to the text?

Answer: States are sovereign entities with their own legal systems, creating significant diversity.

Explanation: The fifty states operate as separate sovereigns, each with its own legal system, resulting in considerable diversity in state laws across various domains.

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Under American federalism, how are the powers of U.S. states primarily derived?

Answer: From their own constitutions and the Tenth Amendment, as separate sovereigns.

Explanation: States derive their powers from their own constitutions and the Tenth Amendment, operating as separate sovereigns with authority over matters not delegated to the federal government.

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Which statement accurately reflects the relationship between state courts and interpretations of federal law from lower federal courts?

Answer: State courts are only bound by U.S. Supreme Court interpretations of federal law.

Explanation: State courts are not bound by interpretations from lower federal courts; only decisions from the U.S. Supreme Court regarding federal law are binding on state courts.

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What is the primary difference between the scope of power between the federal government and state governments in the U.S.?

Answer: The federal government has enumerated powers, while states have plenary power over non-delegated matters.

Explanation: The federal government's powers are enumerated in the Constitution, while states possess plenary power, meaning broad authority over all matters not specifically delegated to the federal government or prohibited by the Constitution.

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How does the U.S. Constitution establish the hierarchy of laws?

Answer: By declaring itself, federal laws, and treaties as the supreme law of the land.

Explanation: The Constitution establishes its supremacy, along with federal laws and treaties made pursuant to it, over conflicting state laws.

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What does the principle of federalism imply about the sovereignty of U.S. states?

Answer: States are considered separate sovereigns with inherent sovereignty.

Explanation: Federalism posits that states are separate sovereigns possessing inherent sovereignty, not derived from the federal government, within their respective spheres of authority.

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Sources and Hierarchy of Federal Law

The United States Code serves as the official compilation and codification of general and permanent federal statutory law.

Answer: True

Explanation: The United States Code is the authoritative compilation of federal statutes, organized by subject matter to reflect the current state of the law.

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Federal statutes are laws enacted by state legislatures.

Answer: False

Explanation: Federal statutes are laws enacted by the United States Congress, not by state legislatures.

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Federal agencies create regulations only when Congress explicitly delegates such authority in a statute.

Answer: True

Explanation: Federal agencies derive their authority to create regulations from statutes enacted by Congress, which delegate specific powers.

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Regulations issued by federal agencies generally do not carry the force of law.

Answer: False

Explanation: Properly promulgated regulations issued by federal agencies generally carry the force of law, provided they are consistent with the authorizing statute.

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The Federal Register publishes proposed and final administrative regulations annually.

Answer: False

Explanation: The Federal Register publishes proposed and final administrative regulations daily, not annually. The Code of Federal Regulations codifies them annually.

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The American Law Institute's Restatements of the Law are binding statutes enacted by Congress.

Answer: False

Explanation: The American Law Institute's Restatements are scholarly summaries that clarify common law principles and are highly influential but are not binding statutes.

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The U.S. Code organizes federal laws by date of enactment rather than by subject matter.

Answer: False

Explanation: The United States Code organizes federal laws by subject matter, whereas the United States Statutes at Large are compiled chronologically.

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Administrative regulations promulgated by federal agencies must be published in the Code of Federal Regulations before becoming effective.

Answer: False

Explanation: Regulations must be published in the Federal Register to become effective; the Code of Federal Regulations is the annual codification of these final rules.

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Case law developed by the federal judiciary is not considered a primary source of federal law.

Answer: False

Explanation: Case law developed by the federal judiciary is considered a primary source of federal law, shaping the interpretation and application of statutes and the Constitution.

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Which of the following is NOT considered a primary source of federal law in the United States, according to the provided text?

Answer: State constitutions

Explanation: While state constitutions govern state law, they are not primary sources of federal law. Primary sources of federal law include the U.S. Constitution, federal statutes, treaties, administrative regulations, and federal case law.

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What is the primary function of the United States Code?

Answer: To compile and codify general and permanent federal statutory law

Explanation: The United States Code serves as the official compilation and codification of general and permanent federal statutory law, organized by subject matter.

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How do federal agencies typically create regulations?

Answer: By promulgating rules under authority granted by statutes, following specific procedures.

Explanation: Federal agencies create regulations by exercising authority delegated by Congress through statutes, adhering to established administrative procedures like public notice and comment.

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What is the primary purpose of the Federal Register?

Answer: To publish proposed and final administrative regulations, providing public notice.

Explanation: The Federal Register serves as the official daily publication for proposed and final administrative regulations, ensuring public access to this information.

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What is the significance of the American Law Institute's Restatements of the Law?

Answer: They are scholarly summaries that clarify common law principles and influence courts.

Explanation: Restatements of the Law, produced by the American Law Institute, are authoritative summaries of common law principles that significantly influence judicial decisions and legal scholarship.

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How are laws enacted by the U.S. Congress initially published?

Answer: As individual pamphlets called slip laws.

Explanation: Laws enacted by Congress are first published as individual pamphlets known as slip laws, then compiled chronologically into the United States Statutes at Large, and finally incorporated into the subject-organized United States Code.

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What is the role of federal agencies in creating regulations according to the text?

Answer: They create regulations under authority granted by statutes, often due to specialized expertise.

Explanation: Federal agencies create regulations by exercising statutory authority, often leveraging specialized knowledge to implement legislative mandates.

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How does the U.S. Code differ from the United States Statutes at Large?

Answer: The Code is the official compilation of statutory law organized by subject; the Statutes at Large are chronological compilations of public laws.

Explanation: The United States Code organizes federal statutes by subject matter, whereas the Statutes at Large present public laws in chronological order as enacted.

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Judicial Principles and Interpretation

The legal principle of stare decisis requires courts to disregard previous legal decisions when making new rulings.

Answer: False

Explanation: Stare decisis compels courts to follow precedents set by prior decisions, thereby ensuring consistency and predictability in legal rulings.

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Chevron deference allows courts to consider agency documents like forms or manuals as persuasive but not binding authority.

Answer: False

Explanation: Chevron deference traditionally granted significant weight, often the force of law, to reasonable agency interpretations of statutes. Skidmore deference applies to other agency documents as persuasive authority.

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The Founding Fathers did not implicitly grant federal courts the power to formulate legal precedent.

Answer: False

Explanation: The vesting of "judicial power" in Article Three of the Constitution was understood to implicitly grant federal courts the common law power to create precedent.

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The contemporary rule of binding precedent in the U.S. federal system developed primarily in the 20th century.

Answer: False

Explanation: The modern system of binding precedent in U.S. federal courts largely developed during the nineteenth century, facilitated by the establishment of a clear court hierarchy and consistent publication of decisions.

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The landmark Erie Railroad Co. v. Tompkins decision affirmed the existence of broad general federal common law.

Answer: False

Explanation: The Erie Railroad Co. v. Tompkins decision famously established that there is no general federal common law; federal courts can only create federal common law in specific, limited circumstances.

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Federal courts are always required to apply federal common law when hearing cases under diversity jurisdiction.

Answer: False

Explanation: Under the Erie doctrine, federal courts hearing cases under diversity jurisdiction must apply the relevant state's statutory and decisional law, not federal common law.

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Federal courts can create federal common law only when directly interpreting federal constitutional provisions, statutes, or regulations.

Answer: True

Explanation: Following the Erie decision, federal courts' power to create federal common law is limited to cases directly involving interpretation of federal constitutional provisions, statutes, or regulations.

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The principle of stare decisis ensures that legal rulings are inconsistent and unpredictable.

Answer: False

Explanation: Stare decisis promotes consistency and predictability by requiring courts to follow established precedents.

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Federal courts are generally prohibited from hearing cases involving state law under diversity jurisdiction.

Answer: False

Explanation: Federal courts are generally required to hear cases involving state law under diversity jurisdiction, applying the relevant state's law.

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What principle ensures consistency and predictability in legal rulings by requiring courts to adhere to past decisions?

Answer: Stare decisis

Explanation: Stare decisis, meaning "to stand by things decided," is the legal principle that obligates courts to follow historical cases when making rulings, ensuring consistency and predictability.

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Which legal principle dictates that federal courts must apply the statutory and decisional law of the state in which they are sitting when hearing cases under diversity jurisdiction?

Answer: The Erie doctrine

Explanation: The Erie doctrine mandates that federal courts apply the substantive law of the state in which they sit when exercising diversity jurisdiction, ensuring uniformity in state law application.

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What is the main difference between Chevron deference and Skidmore deference as described in the text?

Answer: Chevron grants regulations the force of law if reasonable, while Skidmore applies to other documents as persuasive authority.

Explanation: Chevron deference traditionally afforded significant weight to agency interpretations of statutes they administer, while Skidmore deference considers agency documents persuasive but not binding.

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The landmark decision in *Erie Railroad Co. v. Tompkins* established which key principle regarding federal law?

Answer: There is no general federal common law.

Explanation: The Erie decision fundamentally altered federal jurisprudence by holding that federal courts cannot create a general federal common law, particularly in diversity cases.

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Which legal concept means that courts should adhere to precedents set by previous decisions?

Answer: Stare decisis

Explanation: Stare decisis is the doctrine that obligates courts to follow precedents established in prior decisions, promoting legal stability and consistency.

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Historical Development and Divergence of American Law

The legal system of Louisiana is largely derived from the common law system of English law, similar to most other U.S. states.

Answer: False

Explanation: Unlike most U.S. states which are based on English common law, Louisiana's legal system is significantly influenced by civil law traditions.

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American law has remained largely unchanged from its English common law roots since the colonial era, incorporating few innovations.

Answer: False

Explanation: American law has evolved considerably from its English common law origins, incorporating innovations and adapting to unique national conditions and influences from other legal systems.

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The Greenman v. Yuba Power Products case established the principle of comparative negligence in product liability.

Answer: False

Explanation: The Greenman v. Yuba Power Products case established the principle of strict liability for defective products, not comparative negligence.

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Reception statutes formally adopt English common law in all U.S. states, including Louisiana.

Answer: False

Explanation: Reception statutes formally adopt English common law in most U.S. states, but Louisiana's legal system is an exception due to its civil law heritage.

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Which U.S. state's legal system is explicitly mentioned as NOT being largely derived from English common law?

Answer: Louisiana

Explanation: Louisiana's legal system is distinct from most other U.S. states because it is significantly influenced by civil law traditions, rather than being primarily derived from English common law.

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In tort law, what is the significance of the *Greenman v. Yuba Power Products* case?

Answer: It introduced the concept of strict liability for defective products.

Explanation: The *Greenman v. Yuba Power Products* case was pivotal in establishing strict liability for manufacturers of defective products, holding them accountable for harm caused by unsafe goods.

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What is the significance of the *Greenman v. Yuba Power Products* case in tort law?

Answer: It established strict liability for defective products based on public policy.

Explanation: The *Greenman* case established strict liability for manufacturers of defective products, emphasizing public policy considerations for consumer protection.

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Which of the following is a key aspect of how American law has diverged from its English common law roots?

Answer: American courts have increasingly relied on their own precedents and incorporated civil law innovations.

Explanation: American law has evolved beyond its English common law foundation by developing its own precedents and integrating innovations, including those from civil law traditions.

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