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Study Guide: Theories of Nation-State Formation and Nationalism

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Theories of Nation-State Formation and Nationalism Study Guide

Conceptualizing the Nation-State

A nation-state is defined as a political entity where the state and the nation are perfectly congruent, meaning the state exclusively represents a single, unified national identity.

Answer: False

Explanation: The ideal of perfect congruence between state and nation is a theoretical construct; in reality, most nation-states contain diverse populations and identities, making absolute congruence rare.

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The term 'country' is synonymous with 'nation-state' and implies the same strict congruence between political boundaries and a dominant national group.

Answer: False

Explanation: While often used interchangeably in common parlance, 'country' or 'state' does not necessarily imply the strict congruence of a nation-state, which specifically denotes the alignment of political boundaries with a predominant national identity.

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Empires and city-states are examples of political entities that share the defining characteristics of a nation-state.

Answer: False

Explanation: Empires are typically multi-territorial and multi-national, while city-states are geographically limited. Neither typically exhibits the congruence of state and a single nation that defines a nation-state.

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Pre-national states in 18th-century Europe were typically characterized by a single dominant ethnic group and language across the entire territory.

Answer: False

Explanation: Pre-national states in 18th-century Europe, such as dynastic or multiethnic empires, were often characterized by linguistic and ethnic diversity, with a single administrative language typically used by the ruling elite.

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Dynastic states, unlike nation-states, viewed territory as permanently fixed and non-transferable, reflecting a deep national connection.

Answer: False

Explanation: Dynastic states often viewed territory as personal property of the ruling family, subject to inheritance or marriage, rather than as a fixed, non-transferable homeland intrinsically linked to a national identity.

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A strong sense of territorial integrity and the use of state power to foster national unity are defining characteristics of modern nation-states.

Answer: True

Explanation: Modern nation-states are typically characterized by a strong emphasis on territorial integrity and the active deployment of state power to cultivate a unified national identity and culture.

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Switzerland, with its multiple official languages, cannot be considered a nation-state due to its linguistic diversity.

Answer: False

Explanation: Switzerland is often cited as an example of a nation-state that successfully accommodates multiple linguistic and ethnic groups, demonstrating that strict ethnic or linguistic homogeneity is not a prerequisite for national identity.

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The Treaty of Union (1707) created Great Britain but completely erased distinct legal systems and national churches of England and Scotland.

Answer: False

Explanation: The Treaty of Union (1707) unified the crowns and parliaments of England and Scotland, but it preserved distinct legal systems and national churches, leading to the concept of the UK as a 'union state' or 'countries within a country'.

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A 'client state' is a dominant state that exerts significant influence over a subordinate one.

Answer: False

Explanation: A client state is the subordinate state that relies on a dominant state for support, not the dominant state itself.

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The Treaty of Union (1707) merged England and Scotland, creating a homogenous nation-state with identical legal and religious systems.

Answer: False

Explanation: While the Treaty of Union created Great Britain, it preserved distinct legal systems and national churches for England and Scotland, indicating it did not result in a homogenous nation-state with identical systems.

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The Austrian Empire and the Ottoman Empire are examples of multiethnic empires that existed before the widespread adoption of the nation-state model.

Answer: True

Explanation: The Austrian and Ottoman Empires are prominent historical examples of large, multiethnic empires that predated the rise and dominance of the nation-state as the primary political organizing principle.

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Which of the following best defines a nation-state according to the provided text?

Answer: A political entity where the state and the nation (a community with common identity) are ideally aligned.

Explanation: The core definition emphasizes the congruence between the political entity (state) and the cultural/identity group (nation).

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How does the term 'nation-state' differ from a general 'country' or 'state'?

Answer: 'Nation-state' specifically implies the congruence of the state with a predominant national or ethnic group.

Explanation: The term 'nation-state' carries the specific connotation of alignment between political boundaries and a dominant national identity, a feature not necessarily present in the broader terms 'country' or 'state'.

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Which of the following is NOT listed as a political entity contrasted with a nation-state?

Answer: Federal Republic

Explanation: The text contrasts nation-states with entities like empires, city-states, and confederations, but a federal republic is often considered a form of state that can align with or contain nation-state characteristics, rather than being a direct contrast.

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Which characteristic was typical of pre-national states in 18th-century Europe?

Answer: Multiethnic populations with a single administrative language.

Explanation: Pre-national states in the 18th century were often characterized by diverse ethnic and linguistic compositions, typically governed by a single administrative language and ruling elite.

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How did dynastic states typically view their territory?

Answer: As personal property of the ruling family, transferable through marriage or inheritance.

Explanation: Dynastic states often treated their territories as patrimonial possessions, subject to transfer through dynastic succession, marriage, or inheritance, distinct from the nation-state's concept of a fixed homeland.

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Which of the following is identified as a defining characteristic of a modern nation-state?

Answer: Dynamic industrial economies and effective governance.

Explanation: Modern nation-states are typically characterized by effective governance, dynamic industrial economies, and a strong sense of territorial integrity, alongside efforts to foster national unity.

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Switzerland is presented as an example of a nation-state that:

Answer: Accommodates multiple ethnic and language groups while maintaining a shared identity.

Explanation: Switzerland exemplifies how a nation-state can foster a cohesive national identity despite significant linguistic and ethnic diversity among its population.

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What does the Treaty of Union (1707) illustrate about the UK's status as a nation-state?

Answer: It merged England and Scotland but preserved distinct legal and national identities.

Explanation: The Treaty of Union, while creating Great Britain, maintained separate legal and institutional frameworks for England and Scotland, illustrating a complex union rather than a simple homogenous nation-state.

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Historical Roots and Theoretical Frameworks

Scholars debate whether the nation or the nation-state emerged first, with some suggesting nationalist movements preceded state formation.

Answer: True

Explanation: A central theoretical debate in the study of nation-states concerns their origins, specifically whether the concept of the nation or the institutional structure of the state came first, with arguments supporting both primacy and interdependence.

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Advancements in cartography and intellectual discoveries in the 15th century, such as in capitalism and geography, are theorized to have contributed to the rise of the nation-state.

Answer: True

Explanation: The emergence of the nation-state is theorized to be linked to 15th-century developments, including intellectual breakthroughs in political economy and geography, alongside advancements in cartography.

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The Peace of Westphalia (1648) is considered a foundational event for the modern system of sovereign states, laying groundwork for the nation-state model.

Answer: True

Explanation: The treaties concluding the Thirty Years' War, known as the Peace of Westphalia, are widely regarded as establishing the principle of state sovereignty and territorial integrity, which are foundational to the modern state system and the nation-state model.

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Romanticism opposed the concept of the nation-state by emphasizing universal humanism over distinct national identities.

Answer: False

Explanation: Romanticism, particularly through figures like Johann Gottlieb Fichte, often supported the nation-state by emphasizing the nation as a natural, organic expression of collective identity, a concept known as romantic nationalism.

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The 'Westphalian system' refers to an international order where states lack clearly defined borders and sovereignty is often contested.

Answer: False

Explanation: The Westphalian system is characterized by the principle of sovereign states with clearly defined territorial borders and non-interference in internal affairs, not by contested sovereignty or undefined borders.

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Eric Hobsbawm argued that the French nation was primarily shaped by pre-existing, organic French nationalism before the revolution.

Answer: False

Explanation: Eric Hobsbawm contended that the French nation was largely constructed through state policies implemented after the French Revolution, rather than being solely the product of pre-existing, organic nationalism.

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The unification of Germany and Italy in the 19th century involved the creation of nation-states from previously unified entities.

Answer: False

Explanation: The unification of Germany and Italy in the 19th century represented the creation of nation-states from previously fragmented political entities, not the transformation of already unified states.

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The Chanyuan system in East Asia established clear national borders between the Song and Liao dynasties, similar to the later Westphalian system.

Answer: True

Explanation: The Chanyuan system, through the Treaty of Chanyuan (1005), demarcated borders between the Song and Liao dynasties, establishing an early geopolitical framework analogous to the later Westphalian system in Europe.

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The dissolution of empires like Austria-Hungary after World War I led to the strengthening of existing multiethnic states.

Answer: False

Explanation: The dissolution of empires such as Austria-Hungary after World War I resulted in the fragmentation of these multiethnic states and the emergence of new nation-states, rather than their strengthening.

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Westphalian sovereignty implies that states must accept external interference in their internal affairs.

Answer: False

Explanation: Westphalian sovereignty asserts the principle of non-interference, meaning states are sovereign within their territories and are not subject to external interference in their internal affairs.

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The Franco-Prussian War was a minor event that had little impact on the unification of Germany.

Answer: False

Explanation: The Franco-Prussian War was a pivotal event that significantly contributed to the unification of Germany, culminating in the proclamation of the German Empire in 1871.

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The Peace of Westphalia (1648) established a system where states recognized each other's sovereignty and clearly defined territories.

Answer: True

Explanation: The Peace of Westphalia is credited with establishing the foundational principles of modern international relations, including the recognition of state sovereignty, territorial integrity, and the legal equality of states.

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What is a central theoretical debate regarding the origins of the nation-state?

Answer: Whether the nation or the nation-state came first.

Explanation: A primary theoretical debate concerns the primacy of the nation versus the state in the formation of the nation-state, exploring whether nationalist sentiment preceded state structures or vice versa.

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Which historical period is associated with intellectual discoveries and technological advancements that aided the rise of the nation-state?

Answer: 15th Century Renaissance

Explanation: The 15th century, often associated with the Renaissance, saw intellectual and technological advancements, particularly in cartography and economic thought, that are theorized to have contributed to the emergence of the nation-state.

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The Peace of Westphalia (1648) is significant for establishing which principle in international relations?

Answer: The sovereignty and territorial integrity of states.

Explanation: The Peace of Westphalia is foundational for establishing the principles of state sovereignty and territorial integrity, which underpin the modern international system.

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How did Romanticism influence the concept of the nation-state?

Answer: By emphasizing the nation as a natural expression of collective identity (romantic nationalism).

Explanation: Romanticism provided intellectual support for the nation-state by conceptualizing the nation as an organic entity with a unique spirit and destiny, often termed romantic nationalism.

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The 'Westphalian system' is closely associated with which concept?

Answer: The principle of sovereign states with defined borders.

Explanation: The Westphalian system is fundamentally linked to the concept of sovereign states possessing clearly defined territories and exercising exclusive jurisdiction within those borders.

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Eric Hobsbawm argued that the French nation was largely shaped by:

Answer: State policies implemented after the French Revolution.

Explanation: Hobsbawm's thesis suggests that the French nation was significantly constructed through state-driven initiatives following the French Revolution, rather than solely through pre-existing nationalist sentiments.

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The unification of Germany and Italy in the 19th century exemplifies:

Answer: The creation of nation-states from previously fragmented territories.

Explanation: The 19th-century unifications of Germany and Italy are prime examples of the formation of nation-states from a collection of smaller, previously independent or semi-independent political entities.

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The Chanyuan system (1005) between the Song and Liao dynasties is noted for:

Answer: Creating clear national borders between independent regimes.

Explanation: The Chanyuan system established a formal demarcation of borders between the Song and Liao dynasties, functioning as an early example of state-to-state relations with defined territorial boundaries.

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What was a major consequence of the dissolution of empires like Austria-Hungary after World War I?

Answer: The emergence of new nation-states based on ethnic lines.

Explanation: The collapse of empires such as Austria-Hungary following World War I led to the redrawing of maps and the establishment of numerous new nation-states, often along ethnic lines.

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The principle of 'Westphalian sovereignty' asserts:

Answer: Each state has exclusive sovereignty over its territory, free from external interference.

Explanation: Westphalian sovereignty establishes the principle that states possess exclusive authority within their defined territories and are free from external intervention in their domestic affairs.

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How did the Franco-Prussian War influence German unification?

Answer: It was a decisive event that helped establish the German nation-state.

Explanation: The Franco-Prussian War played a crucial role in consolidating German states under Prussian leadership, culminating in the proclamation of the German Empire and the establishment of the German nation-state.

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Forms of Nationalism

'State nationalism' is a form of nationalism promoted by the state to unify populations within existing borders.

Answer: True

Explanation: State nationalism refers to the ideology and policies actively promoted by the state apparatus to foster a sense of national unity and loyalty among its citizens.

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'Ethno-nationalism' defines the nation based on shared political values and citizenship, regardless of ethnicity.

Answer: False

Explanation: Ethno-nationalism defines the nation based on shared ethnicity, ancestry, and cultural heritage, whereas civic nationalism is based on shared political values and citizenship.

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'Civic nationalism' is based on shared ethnicity and ancestry, making it exclusive.

Answer: False

Explanation: Civic nationalism is inclusive, based on shared political values, institutions, and citizenship, rather than exclusive ethnic or ancestral ties.

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'Ethnic nationalism' defines the nation based on shared ethnicity, ancestry, and cultural heritage.

Answer: True

Explanation: Ethnic nationalism posits that the nation is constituted by a shared ethnic background, ancestry, and cultural inheritance, often leading to an exclusive definition of belonging.

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'Pan-nationalism' seeks to unite people sharing a common national identity, potentially across existing state borders.

Answer: True

Explanation: Pan-nationalism is an ideology advocating for the political union of all people who share a common national identity, often transcending current state boundaries.

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Nationalism is solely focused on achieving economic self-sufficiency for a nation.

Answer: False

Explanation: Nationalism encompasses a broader range of objectives beyond economic self-sufficiency, including political sovereignty, cultural preservation, and the promotion of national identity.

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What is 'state nationalism'?

Answer: A form of nationalism promoted by the state to create internal unity.

Explanation: State nationalism refers to the deliberate promotion of national identity and loyalty by the state apparatus, often to consolidate power and foster cohesion within its borders.

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Which term describes nationalism where the nation is defined primarily by ethnicity or shared ancestry?

Answer: Ethno-nationalism

Explanation: Ethno-nationalism is characterized by the definition of the nation based on shared ethnicity, ancestry, and cultural heritage, often leading to exclusive membership criteria.

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Nation-Building and State Policies

State-mandated education and mass media played a minimal role in fostering national unity during the 19th century.

Answer: False

Explanation: State-mandated education and the expansion of mass media were instrumental in the 19th century for standardizing languages, disseminating national narratives, and cultivating a sense of shared national identity.

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Nation-states promote economic unity primarily by maintaining internal customs barriers to protect local industries.

Answer: False

Explanation: Nation-states typically promote economic unity by abolishing internal customs barriers and investing in national infrastructure to facilitate trade and economic integration, rather than by maintaining protectionist barriers.

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Standardizing language, compulsory education, and teaching a shared national history are methods used by nation-states to foster cultural uniformity.

Answer: True

Explanation: These policies are common strategies employed by nation-states to cultivate a cohesive national culture and identity, aiming for uniformity across the population.

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Language policies in nation-states are typically aimed at preserving and promoting regional dialects alongside the national language.

Answer: False

Explanation: While some states may support regional languages, nation-state language policies often prioritize the standardization and promotion of a single national language, sometimes leading to the marginalization or suppression of regional dialects.

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Nation-states have historically responded to ethnic minorities perceived as outside the dominant nation solely through assimilation policies.

Answer: False

Explanation: Responses to ethnic minorities have varied, including assimilation, but also expulsion, persecution, and even violence, depending on the historical context and the perceived threat to national unity.

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The Sorbs in Germany are an example of minorities whose cultural rights are protected within the German nation-state framework.

Answer: True

Explanation: The Sorbs are a recognized minority in Germany whose cultural rights are protected, illustrating a model of minority integration within a nation-state structure.

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Philip G. Roeder's description of Moldova's 'nation-state project' involves consolidating a national identity separate from its Soviet-era formation.

Answer: False

Explanation: Philip G. Roeder's analysis suggests that Moldova's 'nation-state project' involved consolidating a national identity within the framework established during its Soviet-era formation, rather than entirely separate from it.

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The Nueva Planta decrees in Spain aimed to create a unified nation-state by assimilating diverse regions under Castilian political and cultural norms.

Answer: True

Explanation: The Nueva Planta decrees were instrumental in centralizing power and assimilating regions, particularly the Crown of Aragon, into the Castilian model, thereby contributing to the formation of a unified Spanish nation-state.

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The Franco dictatorship promoted and protected Catalan language and culture as part of fostering Spanish national unity.

Answer: False

Explanation: The Franco dictatorship is noted for imposing Spanish and suppressing Catalan language and culture, which was seen by many as an effort to enforce national unity at the expense of regional identities.

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The 'nationalization process' refers to the state's efforts to create a unified national identity among its population.

Answer: True

Explanation: The nationalization process encompasses the deliberate actions undertaken by a state to foster a common national identity, loyalty, and sense of belonging among its populace.

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In post-Soviet states, 'nation-state projects' often involve forging national identities based on historical ethnic narratives.

Answer: True

Explanation: Following the collapse of the Soviet Union, many newly independent states engaged in 'nation-state projects' that frequently drew upon historical ethnic narratives to construct distinct national identities.

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Wilhelm Tell is a unifying symbol that contributes to Swiss national identity despite the country's diversity.

Answer: True

Explanation: The figure of Wilhelm Tell serves as a significant national symbol in Switzerland, contributing to a shared identity that transcends the nation's linguistic and ethnic diversity.

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The 'melting pot' approach encourages distinct ethnic groups to maintain their separate cultural identities without assimilation.

Answer: False

Explanation: The 'melting pot' approach advocates for the assimilation of distinct ethnic groups into a common national culture, rather than the maintenance of separate identities.

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The Spanish 'linguistic secessionism' strategy aims to strengthen a shared language by promoting its use across regions.

Answer: False

Explanation: The concept of 'linguistic secessionism' in Spain refers to a strategy aimed at fragmenting or weakening a shared language by promoting its division into distinct regional dialects, rather than strengthening it.

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The 'nation-state project' in Moldova, as described by Philip G. Roeder, aimed to reunite the country with Romania.

Answer: False

Explanation: Philip G. Roeder's analysis indicates that Moldova's 'nation-state project' focused on consolidating a distinct national identity within its existing borders, rather than on reunification with Romania.

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The Nueva Planta decrees in Spain aimed to decentralize power and preserve regional autonomy.

Answer: False

Explanation: The Nueva Planta decrees were centralizing measures that abolished regional fueros (charters) and imposed Castilian administrative and legal structures, thereby reducing regional autonomy.

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What role did state-mandated education and mass media play in the 19th century?

Answer: They were crucial in fostering national unity and standardizing culture.

Explanation: In the 19th century, state-mandated education and mass media were key instruments for promoting national unity, standardizing language, and cultivating a shared cultural identity.

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How do nation-states promote economic unity?

Answer: By abolishing internal customs barriers and investing in national infrastructure.

Explanation: Nation-states foster economic unity through policies such as eliminating internal trade barriers and developing national infrastructure to facilitate commerce.

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Which policy is commonly used by nation-states to foster a uniform national culture?

Answer: Establishing compulsory education with a common curriculum.

Explanation: Compulsory education with a standardized curriculum is a primary tool used by nation-states to instill a common national culture and identity.

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What is a common outcome of nation-state language policies?

Answer: The suppression or marginalization of minority languages in favor of a national language.

Explanation: Nation-state language policies often lead to the dominance of a national language, potentially marginalizing or suppressing minority languages in favor of cultural and administrative uniformity.

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Which of the following is a historical response of nation-states to ethnic minorities perceived as 'outside' the dominant nation?

Answer: Forced assimilation, expulsion, or persecution.

Explanation: Historically, nation-states have employed various strategies, including assimilation, expulsion, and persecution, when dealing with ethnic minorities perceived as deviating from the dominant national identity.

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The Sorbs in Germany are used as an example of:

Answer: Accepted minorities whose cultural rights are protected within a nation-state.

Explanation: The Sorbs in Germany exemplify a minority group whose cultural rights are recognized and protected, demonstrating a model of integration within the nation-state framework.

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Philip G. Roeder's analysis of Moldova's 'nation-state project' suggests it involved:

Answer: Consolidating a national identity within the Soviet-era framework.

Explanation: Roeder's work indicates that Moldova's nation-state project focused on solidifying a national identity that was shaped by, and largely operated within, the context of its Soviet-era formation.

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What was the primary effect of the Nueva Planta decrees in Spain?

Answer: Assimilating the Crown of Aragon into the Castilian model.

Explanation: The Nueva Planta decrees fundamentally altered Spain's political structure by abolishing regional privileges and assimilating the territories of the Crown of Aragon into the centralized, Castilian-dominated state.

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The Franco dictatorship's impact on Catalan language and culture is described as:

Answer: An imposition of Spanish, seen by some as cultural suppression.

Explanation: The Franco regime enforced the use of Spanish and suppressed Catalan language and culture, which is widely interpreted as a policy of cultural suppression aimed at fostering national unity.

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The 'nationalization process' refers to:

Answer: Efforts by states to foster a unified national identity.

Explanation: The nationalization process describes the deliberate actions taken by a state to cultivate a shared sense of national identity, belonging, and loyalty among its population.

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The 'melting pot' approach to cultural integration involves:

Answer: Encouraging assimilation into a common national culture.

Explanation: The 'melting pot' metaphor describes a process where diverse cultural groups are encouraged to blend and assimilate into a singular, dominant national culture.

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