This is an academic exploration based on the Wikipedia article on the "Dominate" periodization of the Roman Empire. Read the full source article here. (opens in new tab)

Dominate: The Imperial Shift

An academic exploration of the periodization of the Roman Empire during late antiquity, contrasting it with the earlier Principate and examining its historiographical evolution.

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Background: Mommsen's Conception

Origin of the Terms

The concepts of the Principate and the Dominate as distinct periodizations of the Roman Imperial era were introduced by the historian Theodor Mommsen. He proposed this division based on his interpretation of changes in the Roman Empire's constitutional and political structure during late antiquity. While influential, these terms are now largely considered by contemporary scholars to be unsuitable for precise historical periodization.

Characteristics of the Dominate

Mommsen characterized the Dominate, particularly the era of Diocletian and Constantine, as a period of decline and a departure from the earlier Principate. Key features he identified include:

  • Imperial Model: An adoption of the oriental ruler as a model, moving away from the earlier magisterial nature of the Emperor's position.
  • Division of Empire: A shift towards the division of the Empire into distinct Greek and Latin halves, contrasting with the unity of the Principate.
  • Administrative Reform: A complete overhaul of the administration, with Italy losing its privileged status and a new capital city emerging.
  • Military Transformation: The military evolved into a more effective and mobile force, distinct from the frontier-focused troops of the Principate. Foreigners, notably Germans, began to join the army in significant numbers.
  • Financial Administration: The development of an effective finance administration, including Constantine's reintroduction of the gold Solidus.
  • Religious Shift: The emergence of a new religion that differed from that of the Principate, though Mommsen notes it was not exactly Christian in its early form.

Imperial Titles and Adulation

Mommsen observed a significant change in imperial titles and the associated ceremonies during the Dominate:

  • Emphasis on Augustus: Increased prominence of the title Augustus, often combined with Pius felix, perpetuus Augustus, and semper Augustus, imbuing the position with greater divine or perpetual authority.
  • Emergence of 'Dominus': The title dominus (lord), initially associated with slave owners, became a common form of address for the Emperor, and eventually for deities. This title began appearing on coins, notably combined with deus (god) under Aurelian, signifying a profound shift in imperial ideology.
  • Ceremony of Adoration: Diocletian introduced the ceremony of genuflection, a practice closer to oriental court customs, which contrasted sharply with the more accessible interactions of the Principate and caused friction, particularly with Christian sensibilities regarding the concept of a living god on earth.

Imperial Structure and Ideology

Division and Centralization

Mommsen's analysis suggests that the Dominate saw a move towards the division of the vast Roman Empire, creating distinct Greek-speaking Eastern and Latin-speaking Western spheres. This contrasted with the perceived unity under the Principate. Concurrently, there was a significant reform and centralization of the administration, moving away from the more decentralized structures of the earlier period.

Military Evolution

The military underwent substantial changes. While the Principate relied heavily on frontier troops, the Dominate era saw the development of a more mobile and effective field army. This period also witnessed an increased integration of foreign elements, particularly Germanic peoples, into the Roman military structure, reflecting broader demographic and political shifts.

Financial and Religious Shifts

Economically, the Dominate period saw the establishment of a more robust financial administration. Constantine's reintroduction of a stable gold currency, the Solidus, was a critical development in stabilizing the imperial economy. Religiously, while Mommsen notes a new religion emerged, distinct from the paganism of the Principate, its relationship with Christianity was complex, leading to ideological conflicts concerning the divine nature of the Emperor.

Mommsen's Definitive Statements

From Principate to Dominate

Theodor Mommsen, in his seminal work, articulated the distinction between the Principate and the Dominate:

Mommsen described the era of Diocletian as bearing "the mark of decline, and does not attract our sympathy." He contrasted the Dominate sharply with the Principate's position and the Republic, noting:

"The dominate of Diocletian and Constantine differs sharply from the principate's position, the Republic. The oriental ruler provides the model for the dominate. Whereas the unity of the Empire prevailed under the principate, the division of the Empire prevailed under the dominate. The nationalities divided into a Greek and Latin half. Whereas the principate had been Latin-Greek, the dominate was Greek-Latin. There was a different capital city; Italy loses its privileged status, and there is a complete reform of the administration. The military machines turns into an effective and mobile one; the principate had only frontier troops. Foreigners now join the army, above all Germans. An effective finance administration also develops and Constantine reintroduces the universally current gold coin, the Solidus. A new religion emerges which, although not exactly Christian, nevertheless still differs from that of the principate."

Evolution of Imperial Titles

Mommsen further elaborated on the shift in imperial titles and the growing emphasis on divine authority:

Regarding the transition in titles and ideology, Mommsen noted:

"There was increased emphasis on the title Augustus, since the old tripartite title highlighted the magisterial nature of the Emperor's position. The title Pius felix made an early appearance and was already imbued with supernatural overtones. Later there was frequent use of the titles perpetuus Augustus and semper Augustus (forever Augustus). The word dominus, which initially denoted slave-owners, became a new title for the Emperor, as well as for a god. Throughout the entire principate this title vied with the legitimate one; even the earlier Emperors had difficulty fending off adulation of this kind. Gradually the dominate prevailed. Domitian was already a key figure in the process. In the third century this way of addressing the Emperor began to gain ground. The coins are an expression of official power: in the reign of Aurelian the title dominus first appeared on coins, combined with deus: domino et deo nato - born to be lord and god. We might supplement this with: servi et cives Romani - Roman citizens born to be slaves. From then onwards it appeared more frequently on coins, especially in the case of the other Emperors, but still the Emperor did not style himself as such until the era of Constantine. This marks another victory for the Greek element: among the Greeks deification of the living is as ancient as monarchy itself. The ceremony of adoration was a practical application of this; people shook hands with the earlier Emperors, or kissed them, like other distinguished persons. Diocletian introduced genuflection. This, too represented a move closer to the oriental idea. It aroused opposition in Rome. The idea of the Emperor as a deity could not be reconciled with Christianity: the idea of the god on earth was abandoned, the lord on earth remained."

Historiographical Debate

Bleicken's Challenge

The historian Jochen Bleicken, in 1978, critically challenged Mommsen's division of the Roman Imperial era into Principate and Dominate. Bleicken argued that this division was not based on fundamental constitutional changes but was rather an interpretive framework imposed by Mommsen.

Bleicken contended that the terms were unsuitable for accurate periodization and suggested they might have been influenced by a desire to portray the later Roman Empire as "un-Roman" and distinct from the classical Greco-Roman tradition, possibly reflecting 18th and 19th-century political sentiments concerning absolutism versus liberty.

Continuity in Practice

Further analysis by Markรฉta Melounovรก in 2012 examined judicial trials concerning religious and political crimes. Her findings indicated that the actual legal practices and punishments did not significantly differ between the periods Mommsen designated as the Principate and the Dominate, suggesting a greater continuity than Mommsen's periodization implied.

Modern Perspective

Contemporary academic consensus, as reflected in resources like the Oxford Classical Dictionary, regards the term Dominate as largely obsolete. While Mommsen's conceptualization was historically significant, modern scholarship tends to favor more nuanced approaches to understanding the evolution of the Roman Empire, recognizing continuities and complexities that transcend simple binary periodizations.

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References

References

  1.  Ando 2001, p.ย 409; Bleicken 1978, pp.ย 6, 9.
A full list of references for this article are available at the Dominate Wikipedia page

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