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Guardians of the Hidden Imam

An academic exploration into the pivotal role of the Nuwwāb al-Arbaʿah in Twelver Shi'ism during a critical period of spiritual leadership.

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Introduction

Defining the Deputies

In Twelver Shi'ism, the Four Deputies (Arabic: ٱلنُّوَّاب ٱلْأَرْبَعَة, an-Nuwwāb al-ʾArbaʿah) were a succession of four esteemed individuals. They are believed to have served as direct representatives of the twelfth Imam, Muhammad al-Mahdi, during a crucial seventy-year period known as the Minor Occultation (874–941 CE).

Titles and Roles

These deputies were known by several significant titles, each reflecting a facet of their profound connection to the Hidden Imam and the Twelver community:

  • Gates (Arabic: أَبْوَاب, abwāb): Signifying their role as conduits to the Imam.
  • Emissaries (Arabic: سُفَرَاء, sufarāʾ): Highlighting their function as messengers.
  • Agents (Arabic: وُكَلَاء, wukalāʾ): Indicating their delegated authority and responsibility.

Their collective role was indispensable in maintaining the spiritual and communal cohesion of the Twelver Shia during the Imam's concealment.

Historical Context

Abbasid Surveillance

The tenth and eleventh Shia Imams, Ali al-Hadi and Hasan al-Askari, faced severe restrictions under the Abbasid Caliphate. They were held under close surveillance in Samarra, a garrison town, reflecting the Abbasids' apprehension regarding their influence and potential for dissent. Shia sources often attribute the deaths of these Imams to poisoning by Abbasid authorities.

Political Climate

This period was marked by the deterioration of the Abbasid caliphate, with imperial authority increasingly shifting into the hands of Turkish military leaders, particularly after the reign of al-Mutawakkil. Al-Mutawakkil's era saw violent persecution of the Shia, partly fueled by renewed Zaydi opposition, setting a precedent for restrictive policies against the Imams.

Covert Communication

Al-Mu'tamid, al-Mutawakkil's son, continued these restrictive policies, reportedly keeping the eleventh Imam, al-Askari, under house arrest with limited visitors. Consequently, al-Askari relied heavily on a clandestine network of representatives to communicate with his followers. One notable figure was Uthman ibn Sa'id, who famously disguised himself as a seller of cooking fat (hence his nickname al-Samman) to evade Abbasid agents and deliver messages and religious donations.

The Mahdi Expectation

The heightened surveillance and restrictions on al-Askari were likely driven by the Abbasid caliphate's awareness of traditions among the Shia elite. These traditions foretold that the eleventh Imam would father the eschatological Mahdi, a divinely guided leader whose advent would bring justice and equity. This prophecy made al-Askari's household a focal point of imperial concern.

The Minor Occultation

The Beginning of Concealment

Following the death of al-Askari in 874 CE, Uthman al-Amri announced that the eleventh Imam had a young son, Muhammad, who had entered a state of occultation (Arabic: ghayba). This concealment was deemed necessary due to the severe Abbasid threat to his life, a threat specifically linked to prophecies of Muhammad al-Mahdi's eventual rise, distinguishing him from predecessors who practiced religious dissimulation (Arabic: taqiya) and maintained political quietude.

A Sole Public Appearance

Twelver traditions recount that Muhammad al-Mahdi made his only public appearance to lead the funeral prayer for his father, a significant act that bypassed his uncle, Ja'far. This event served as a crucial, albeit brief, manifestation of his existence and spiritual authority before his prolonged disappearance.

The Well of Occultation

The occultation is traditionally believed to have occurred in the family home in Samarra. Today, a mosque stands on this site, beneath which lies a cellar (Arabic: sardab) concealing a well, known as Bi'r al-Ghayba ('well of the occultation'). It is into this well that al-Mahdi is said to have vanished, marking the physical commencement of his hidden state.

The Era of Deputies

The Minor Occultation (Arabic: al-ghaybat al-sughra), spanning approximately seventy years (260-329 AH / 874–940 CE), was characterized by the successive leadership of four agents. Each agent, known as a deputy (Arabic: na'ib), emissary (Arabic: safir), or gate (Arabic: bab), served as the sole intermediary between the Hidden Imam and his followers, ensuring the continuity of spiritual guidance.

The Four Deputies

Uthman ibn Sa'id al-Asadi (d. 880 CE)

Abu Muhammad Uthman ibn Sa'id al-Asadi was a trusted confidant of both the tenth and eleventh Imams, Ali al-Hadi and Hasan al-Askari. He began serving as an agent for al-Hadi at the young age of eleven and later became al-Askari's closest associate. His dedication earned him high praise from both Imams for his trustworthiness.

To circumvent Abbasid surveillance, Uthman adopted the disguise of a cooking fat seller, earning him the nickname al-Samman. In this guise, he collected religious donations, cleverly concealing them within fat containers before delivering them to al-Askari. After al-Askari's death, Uthman performed the funeral rites, a significant honor, and subsequently claimed to be the agent of the Hidden Imam, Muhammad al-Mahdi. His long-standing association with the Imams led to widespread recognition of his authority among the Shia community, though some doubts regarding his financial authority persisted. He is believed to have died around 880 CE.

Abu Ja'far Muhammad ibn Uthman (d. 917/918 CE)

Abu Ja'far Muhammad, Uthman's son, succeeded his father as the second deputy. Like his father, he had previously served as a representative for al-Askari. Traditions state that al-Askari appointed both Uthman and Abu Ja'far as agents for his son, Muhammad, in the presence of Yemeni followers.

Abu Ja'far served for approximately forty years, a period during which he is credited with unifying the mainstream Shia community behind the concept of al-Askari's son as the concealed twelfth Imam. He was aided in this crucial task by Abu Sahl al-Nawbakhti, a prominent Twelver theologian whose connections within the Abbasid court helped disseminate Twelver beliefs. Abu Ja'far also contributed to Islamic jurisprudence, authoring works such as Kitab al-Ashriba (Book on Beverages). He passed away in 917 or 918 CE. During his tenure, the center of the deputyship shifted from Samarra to Baghdad, mirroring the movement of the Abbasid court, and benefiting from the support of influential Twelver families like Ibn al-Furat and Banu Nawbakht.

Abu al-Qasim al-Husayn ibn Ruh al-Nawbakhti (d. 937 CE)

Abu al-Qasim al-Husayn ibn Ruh al-Nawbakhti was a close associate of the second deputy, Abu Ja'far. He commanded significant respect within the Abbasid court due to his strong ties with Abu Sahl al-Nawbakhti, a leading figure of the influential Nawbakhti family. Ibn Ruh was also highly regarded among Twelvers for his strict adherence to religious dissimulation (taqiya).

In 917 CE, Abu Ja'far formally designated Ibn Ruh as his successor in the presence of notable Twelvers, asserting that this appointment was directly commanded by the Hidden Imam. This appointment was reportedly confirmed by a written note from the Hidden Imam, which some scholars suggest indicates initial dissatisfaction among some followers. This marked the resumption of direct communications with the Hidden Imam after a twenty-five-year lapse.

Ibn Ruh's term coincided with the caliphates of al-Muqtader, al-Qahir, and al-Radi, during which he often enjoyed favor with their viziers. However, he faced challenges, including temporary hiding and imprisonment in 924–925 CE by al-Muqtadir for financial reasons, following the downfall of the Banu al-Furat family. During this time, a former associate, Abu Ja'far Muhammad ibn Ali al-Shalmaghani, falsely claimed deputyship and denounced the occultation, but was swiftly condemned by the Twelvers. Ibn Ruh's authority was further solidified by another note from the Hidden Imam. Another controversial figure, al-Karkhi, a disciple of al-Askari, was also condemned in a rescript attributed to al-Mahdi. Ibn Ruh died in 937 CE and was buried in Baghdad.

Abu al-Hasan Ali ibn Muhammad al-Samarri (d. 941 CE)

Abu al-Hasan Ali ibn Muhammad al-Samarri succeeded Ibn Ruh as the fourth and final deputy in 937 CE, holding the office for approximately three years. Compared to Ibn Ruh, less is known about al-Samarri and the other two earlier deputies.

Shortly before his death in 941 CE, al-Samarri reportedly received a pivotal letter from al-Mahdi. This letter foretold al-Samarri's death within six days and, more significantly, announced the commencement of the complete (Arabic: tamma) occultation, later termed the Major Occultation (Arabic: al-ghaybat al-kubra). The letter explicitly stated that this complete occultation would persist until God granted al-Mahdi permission to reappear, at a time when the world would be consumed by tyranny. Crucially, the letter also warned against any future claims of deputyship, declaring such claimants as imposters. The consistent handwriting across this and other letters to the four agents and prominent Shia figures suggested their divine origin. Scholars like Sachedina suggest that the Shia community lacked a prominent figure to succeed al-Samarri, contributing to the transition to the Major Occultation.

Deputies' Duties

Community Leadership

During the Minor Occultation, the Four Deputies effectively served as the spiritual and administrative leaders of the Twelver Shia community. Their responsibilities extended to overseeing both the religious and financial affairs of the faithful, ensuring continuity and guidance in the absence of the visible Imam.

Intermediary Role

A primary duty of the deputies was to act as intermediaries between the Hidden Imam and his followers. They were entrusted with collecting religious taxes (such as Khums), conveying questions and petitions from the community to al-Mahdi, and then publicly disseminating his responses. This communication channel was vital for maintaining the Imam's spiritual presence and authority.

Attributed Miracles

To solidify their legitimacy and reinforce the belief in their divine connection, certain miracles were attributed to these agents. These included instances of foreknowledge of future events. Such occurrences were perceived by the faithful as direct evidence of their initiation and special connection with the Hidden Imam, further strengthening their standing within the community.

Beyond the Four

Early Perspectives

Early Shia sources did not always limit the number of agents to precisely four. For instance, al-Kulayni (d. 941 CE), in his work Kafi fi elm al-din, mentions written decrees from the Hidden Imam addressed to various pious men, including the first two deputies. He also refers to other trusted individuals of the Hidden Imam operating in different cities, beyond the recognized four deputies.

The Canonical Four

The concept of four successive agents gained prominence and became canonical in later Twelver scholarship, notably in the works of Ibn Babawayh (d. 991-92 CE) and Tusi (d. 1067 CE). Scholars like Klemm suggest that the idea of a single, sole agent representing the Hidden Imam became popular during the tenure of the third agent, and was then retrospectively applied to the first two. Sachedina posits that this later emphasis on the "Four Deputies" (al-nuwwab al-arba') likely stemmed from their significant influence in Baghdad, which was the central hub of Shia activity at the time, and was also adopted for reasons of expediency.

Rejected Claimants

While the four deputies were recognized, there were also individuals who falsely claimed to be agents of the Imam and were officially rejected by the Imamite community. A notable example is Ibn Nusayr, known for his associations with the Ghulat (Arabic: ghulāt), meaning 'exaggerators' or 'extremists', who held extreme views regarding the Imams. Such rejections were crucial in maintaining the doctrinal integrity of Twelver Shi'ism during the occultation.

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References

References

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