Guardians of the Hidden Imam
An academic exploration into the pivotal role of the Nuwwāb al-Arbaʿah in Twelver Shi'ism during a critical period of spiritual leadership.
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Introduction
Defining the Deputies
In Twelver Shi'ism, the Four Deputies (Arabic: ٱلنُّوَّاب ٱلْأَرْبَعَة, an-Nuwwāb al-ʾArbaʿah) were a succession of four esteemed individuals. They are believed to have served as direct representatives of the twelfth Imam, Muhammad al-Mahdi, during a crucial seventy-year period known as the Minor Occultation (874–941 CE).
Titles and Roles
These deputies were known by several significant titles, each reflecting a facet of their profound connection to the Hidden Imam and the Twelver community:
- Gates (Arabic: أَبْوَاب, abwāb): Signifying their role as conduits to the Imam.
- Emissaries (Arabic: سُفَرَاء, sufarāʾ): Highlighting their function as messengers.
- Agents (Arabic: وُكَلَاء, wukalāʾ): Indicating their delegated authority and responsibility.
Their collective role was indispensable in maintaining the spiritual and communal cohesion of the Twelver Shia during the Imam's concealment.
Historical Context
Abbasid Surveillance
The tenth and eleventh Shia Imams, Ali al-Hadi and Hasan al-Askari, faced severe restrictions under the Abbasid Caliphate. They were held under close surveillance in Samarra, a garrison town, reflecting the Abbasids' apprehension regarding their influence and potential for dissent. Shia sources often attribute the deaths of these Imams to poisoning by Abbasid authorities.
Political Climate
This period was marked by the deterioration of the Abbasid caliphate, with imperial authority increasingly shifting into the hands of Turkish military leaders, particularly after the reign of al-Mutawakkil. Al-Mutawakkil's era saw violent persecution of the Shia, partly fueled by renewed Zaydi opposition, setting a precedent for restrictive policies against the Imams.
Covert Communication
Al-Mu'tamid, al-Mutawakkil's son, continued these restrictive policies, reportedly keeping the eleventh Imam, al-Askari, under house arrest with limited visitors. Consequently, al-Askari relied heavily on a clandestine network of representatives to communicate with his followers. One notable figure was Uthman ibn Sa'id, who famously disguised himself as a seller of cooking fat (hence his nickname al-Samman) to evade Abbasid agents and deliver messages and religious donations.
The Mahdi Expectation
The heightened surveillance and restrictions on al-Askari were likely driven by the Abbasid caliphate's awareness of traditions among the Shia elite. These traditions foretold that the eleventh Imam would father the eschatological Mahdi, a divinely guided leader whose advent would bring justice and equity. This prophecy made al-Askari's household a focal point of imperial concern.
The Minor Occultation
The Beginning of Concealment
Following the death of al-Askari in 874 CE, Uthman al-Amri announced that the eleventh Imam had a young son, Muhammad, who had entered a state of occultation (Arabic: ghayba). This concealment was deemed necessary due to the severe Abbasid threat to his life, a threat specifically linked to prophecies of Muhammad al-Mahdi's eventual rise, distinguishing him from predecessors who practiced religious dissimulation (Arabic: taqiya) and maintained political quietude.
A Sole Public Appearance
Twelver traditions recount that Muhammad al-Mahdi made his only public appearance to lead the funeral prayer for his father, a significant act that bypassed his uncle, Ja'far. This event served as a crucial, albeit brief, manifestation of his existence and spiritual authority before his prolonged disappearance.
The Well of Occultation
The occultation is traditionally believed to have occurred in the family home in Samarra. Today, a mosque stands on this site, beneath which lies a cellar (Arabic: sardab) concealing a well, known as Bi'r al-Ghayba ('well of the occultation'). It is into this well that al-Mahdi is said to have vanished, marking the physical commencement of his hidden state.
The Era of Deputies
The Minor Occultation (Arabic: al-ghaybat al-sughra), spanning approximately seventy years (260-329 AH / 874–940 CE), was characterized by the successive leadership of four agents. Each agent, known as a deputy (Arabic: na'ib), emissary (Arabic: safir), or gate (Arabic: bab), served as the sole intermediary between the Hidden Imam and his followers, ensuring the continuity of spiritual guidance.
The Four Deputies
Uthman ibn Sa'id al-Asadi (d. 880 CE)
Abu Muhammad Uthman ibn Sa'id al-Asadi was a trusted confidant of both the tenth and eleventh Imams, Ali al-Hadi and Hasan al-Askari. He began serving as an agent for al-Hadi at the young age of eleven and later became al-Askari's closest associate. His dedication earned him high praise from both Imams for his trustworthiness.
Abu Ja'far Muhammad ibn Uthman (d. 917/918 CE)
Abu Ja'far Muhammad, Uthman's son, succeeded his father as the second deputy. Like his father, he had previously served as a representative for al-Askari. Traditions state that al-Askari appointed both Uthman and Abu Ja'far as agents for his son, Muhammad, in the presence of Yemeni followers.
Abu al-Qasim al-Husayn ibn Ruh al-Nawbakhti (d. 937 CE)
Abu al-Qasim al-Husayn ibn Ruh al-Nawbakhti was a close associate of the second deputy, Abu Ja'far. He commanded significant respect within the Abbasid court due to his strong ties with Abu Sahl al-Nawbakhti, a leading figure of the influential Nawbakhti family. Ibn Ruh was also highly regarded among Twelvers for his strict adherence to religious dissimulation (taqiya).
Abu al-Hasan Ali ibn Muhammad al-Samarri (d. 941 CE)
Abu al-Hasan Ali ibn Muhammad al-Samarri succeeded Ibn Ruh as the fourth and final deputy in 937 CE, holding the office for approximately three years. Compared to Ibn Ruh, less is known about al-Samarri and the other two earlier deputies.
Deputies' Duties
Community Leadership
During the Minor Occultation, the Four Deputies effectively served as the spiritual and administrative leaders of the Twelver Shia community. Their responsibilities extended to overseeing both the religious and financial affairs of the faithful, ensuring continuity and guidance in the absence of the visible Imam.
Intermediary Role
A primary duty of the deputies was to act as intermediaries between the Hidden Imam and his followers. They were entrusted with collecting religious taxes (such as Khums), conveying questions and petitions from the community to al-Mahdi, and then publicly disseminating his responses. This communication channel was vital for maintaining the Imam's spiritual presence and authority.
Attributed Miracles
To solidify their legitimacy and reinforce the belief in their divine connection, certain miracles were attributed to these agents. These included instances of foreknowledge of future events. Such occurrences were perceived by the faithful as direct evidence of their initiation and special connection with the Hidden Imam, further strengthening their standing within the community.
Beyond the Four
Early Perspectives
Early Shia sources did not always limit the number of agents to precisely four. For instance, al-Kulayni (d. 941 CE), in his work Kafi fi elm al-din, mentions written decrees from the Hidden Imam addressed to various pious men, including the first two deputies. He also refers to other trusted individuals of the Hidden Imam operating in different cities, beyond the recognized four deputies.
The Canonical Four
The concept of four successive agents gained prominence and became canonical in later Twelver scholarship, notably in the works of Ibn Babawayh (d. 991-92 CE) and Tusi (d. 1067 CE). Scholars like Klemm suggest that the idea of a single, sole agent representing the Hidden Imam became popular during the tenure of the third agent, and was then retrospectively applied to the first two. Sachedina posits that this later emphasis on the "Four Deputies" (al-nuwwab al-arba') likely stemmed from their significant influence in Baghdad, which was the central hub of Shia activity at the time, and was also adopted for reasons of expediency.
Rejected Claimants
While the four deputies were recognized, there were also individuals who falsely claimed to be agents of the Imam and were officially rejected by the Imamite community. A notable example is Ibn Nusayr, known for his associations with the Ghulat (Arabic: ghulāt), meaning 'exaggerators' or 'extremists', who held extreme views regarding the Imams. Such rejections were crucial in maintaining the doctrinal integrity of Twelver Shi'ism during the occultation.
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