Nanjing's Crucible
An analytical examination of the pivotal 1937 battle, its strategic implications, and the profound human cost during the Second Sino-Japanese War.
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Battle Overview
Strategic Objective
The Battle of Nanking, fought from November 11 to December 13, 1937, was a critical engagement during the Second Sino-Japanese War. It involved the Imperial Japanese Army's offensive against the Republic of China's defending forces for control of Nanjing, then the nation's capital.
Preceding Conflict
The battle followed the intense and costly three-month engagement at Shanghai, where Japanese forces ultimately achieved victory, compelling a Chinese withdrawal. This success emboldened Japan to pursue the Chinese capital.
Significance
The fall of Nanjing marked a significant Japanese military triumph, leading to the relocation of China's capital. Tragically, it also heralded the beginning of the horrific Nanjing Massacre, a period of widespread atrocities.
Historical Context
Japan's Strategic Imperative
Following the Marco Polo Bridge Incident in July 1937, which ignited the Second Sino-Japanese War, Japanese military leadership, particularly General Iwane Matsui, believed that capturing Nanjing, the Chinese capital, would compel China's surrender and swiftly conclude the conflict.
China's Defensive Stance
Despite strategic advice suggesting a tactical withdrawal due to Nanjing's topographical vulnerabilities, Chinese leader Chiang Kai-shek insisted on a determined defense. He aimed to demonstrate China's resolve to resist, hoping to garner international support and strengthen its position in potential peace negotiations.
Operational Constraints
Initial Japanese plans included an "operation restriction line" to prevent expansion beyond Shanghai. However, field commanders, driven by ambition and the momentum of victory, disregarded these orders, leading to an aggressive pursuit towards Nanjing, characterized by insubordination and escalating brutality.
Prelude to Conflict
Defensive Preparations
China undertook hurried efforts to bolster Nanjing's defenses, reinforcing its ancient city walls and constructing outer defensive lines. These preparations included extensive trench systems, minefields, and fortified positions, particularly at key high ground.
Chinese Forces
The Nanjing Garrison Force was a composite army, including elite German-trained divisions and hastily conscripted recruits. Many units were severely depleted and exhausted from prior engagements, impacting their overall combat effectiveness.
Aerial Bombardment
Even before the ground assault, Japanese naval aircraft conducted frequent and heavy air raids on Nanjing, targeting both military installations and civilian areas. These bombings contributed to the city's growing chaos and prompted significant civilian evacuation.
Civilian Exodus
Facing relentless bombing and the advancing Japanese army, a substantial portion of Nanjing's population fled. The city's population drastically reduced, leaving behind many impoverished residents and refugees, while foreign nationals established a Safety Zone.
Japanese Advance
Rapid Progression
The Japanese Central China Area Army, numbering over 160,000 men, advanced rapidly towards Nanjing. The offensive employed a pincer movement, with forces attacking from the east and south, aiming to encircle the capital.
Scorched Earth and Atrocities
The Japanese advance was marked by extreme brutality. Soldiers engaged in widespread looting, rape, arson, and murder of civilians. This behavior was often tacitly permitted by officers, foreshadowing the atrocities that would occur within Nanjing itself.
Disregard for Orders
Japanese field commanders frequently disobeyed operational restrictions, racing towards Nanjing ahead of schedule. This insubordination, coupled with the pursuit of retreating Chinese forces, led to a rapid but brutal campaign characterized by a disregard for established protocols.
Key Engagements
Battles of Lake Tai and Guangde
The Sichuanese 23rd Group Army engaged Japanese forces near Lake Tai and Guangde. Despite initial ambushes and fierce resistance, Chinese defenses were eventually overwhelmed by superior Japanese firepower, air support, and tactical maneuvers, resulting in heavy casualties and the suicide of General Rao Guohua.
Battle of Jiangyin
The fortress town of Jiangyin, guarding the Yangtze River approach to Nanjing, faced a determined Japanese assault. Chinese coastal batteries engaged naval vessels, but ultimately, combined arms pressure from Japanese infantry, aircraft, and artillery led to the fortress's fall and significant Chinese losses.
Wufu Line Resistance
The Chinese established a formidable "Wufu line" defense, characterized by interlocking pillboxes and strongpoints. Japanese forces, particularly the 9th Division, faced stiff resistance in cities like Changshu and Suzhou, requiring painstaking efforts to overcome fortified positions.
Atrocities En Route
Systematic Violence
The Japanese advance was characterized by systematic violence against civilians. Villages were burned, women and children were subjected to rape and murder, and captured Chinese soldiers were executed without quarter. Reports detail extreme acts of brutality, including the dismemberment and mutilation of victims.
Documented Brutality
Japanese newspapers documented events like the "hundred man killing contest," highlighting a competition between officers to behead Chinese captives. This period saw a pervasive disregard for human life and international norms of warfare.
Destruction of Towns
Numerous towns and cities along the Japanese route, including Suzhou, Taicang, and Jiading, were subjected to destruction and looting. The scorched-earth policy employed by Chinese forces to deny resources to the Japanese ironically also contributed to civilian suffering.
The Siege of Nanjing
Assault on Outer Defenses
From December 5-9, Japanese forces launched a full-scale assault on Nanjing's outer defensive lines. Key positions like Chunhua Town and the Yuhuatai Plateau faced intense fighting, with Chinese defenders often fighting tenaciously despite heavy losses and inadequate equipment.
Bombardment and Breaches
Japanese artillery and aircraft relentlessly bombarded Nanjing's walls and defensive positions. Engineers worked to breach the gates, notably Guanghua Gate and Zhonghua Gate, creating openings for infantry assaults. Chinese counterattacks were fierce but ultimately insufficient.
Panay Incident
On December 12, Japanese aircraft attacked the American gunboat USS Panay and British vessels on the Yangtze River. Despite clear markings, the ships were bombed and machine-gunned, resulting in American casualties and international condemnation, though diplomatic tensions were later eased.
Disintegration and Rout
Abandonment of Defense
By December 12, with Japanese forces breaching the city walls and Chinese defenses crumbling, Chiang Kai-shek ordered a retreat. General Tang Shengzhi attempted to organize a coordinated breakout, but the command structure was severely compromised.
Chaotic Evacuation
The retreat devolved into chaos, particularly at the Xiaguan harbor. A severe shortage of boats, coupled with Japanese fire and the burning of the harbor, led to desperate struggles for escape. Many soldiers and civilians perished in the frigid Yangtze River or were crushed in stampedes.
Disguise and Sanctuary
Thousands of Chinese soldiers shed their uniforms and attempted to blend in with civilians to seek sanctuary in the Nanking Safety Zone, adding to the immense civilian population already gathered there.
The Nanjing Massacre
Mass Executions
Following the city's fall on December 13, Japanese forces initiated widespread "mopping-up operations." These involved the mass execution of Chinese prisoners of war and civilians, often after periods of torture and mutilation. Estimates of the dead range widely, but are in the tens of thousands.
Civilian Suffering
The Safety Zone, intended to protect civilians, was largely unable to prevent the systematic violence. Rape, looting, and murder became rampant throughout the city, constituting one of the most egregious war crimes of the 20th century.
International Condemnation
While the Japanese victory was militarily significant, the subsequent massacre severely damaged Japan's international reputation. Despite attempts to suppress information, survivor testimonies and evidence documented the horrific scale of the events.
Study
Key Takeaways
Understanding the Battle of Nanjing requires grasping the strategic decisions, the disparity in military capabilities, the impact of leadership failures, and the devastating human consequences. The battle serves as a stark reminder of the horrors of war.
Critical Analysis
Consider the long-term implications of the battle and massacre on the Second Sino-Japanese War and international relations. How did these events shape the subsequent course of the conflict and global perceptions of Japanese militarism?
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References
References
- Subtracting the combat deaths (killed in action and deaths from wounds) in the battle of Shanghai from the total combat deaths in Eastern China in 1937
- The upper range is the total casualties of the 10th Army from the landings at Jinshanwei on November 5 in the battle of Shanghai until the capture and occupation of Nanjing
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 118. Yamamoto cites Nankin Senshi based on testimonies of Japanese veterans.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 44â46, 72. For this information Yamamoto cites a wide variety of primary sources including the memoirs of Li Zongren and Tang Shengzhi.
- F. Tillman Durdin, "Invaders Checked by Many Defenses in Nanking's Walls," The New York Times, December 12, 1937, 1, 48.
- F. Tillman Durdin, "Chinese Fight Foe Outside Nanking," The New York Times, December 8, 1937, 1, 5.
- Frank Dorn, The Sino-Japanese War, 1937â41: From Marco Polo Bridge to Pearl Harbor (New York: Macmillan, 1974), 88â90.
- David Askew, "Defending Nanking: An Examination of the Capital Garrison Forces," Sino-Japanese Studies, April 15, 2003, 151â152.
- David Askew, "Defending Nanking: An Examination of the Capital Garrison Forces," Sino-Japanese Studies, April 15, 2003, 163.
- David Askew, "Defending Nanking: An Examination of the Capital Garrison Forces," Sino-Japanese Studies, April 15, 2003, 173.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 61â62.
- Lily Abegg, "Wie wir aus Nanking flüchteten: Die letzten Tage in der Haupstadt Chinas," Frankfurter Zeitung, December 19, 1937, 9.
- David Askew, "Westerners in Occupied Nanking," in The Nanking Atrocity, 1937â38: Complicating the Picture, ed. Bob Tadashi Wakabayashi (New York: Berghahn Books, 2008), 227â229.
- Rana Mitter, Forgotten Ally: China's World War II (Boston: Hughton Mifflin Harcourt, 2013), 127â128. Mitter cites the diary of German civilian John Rabe.
- Akira Fujiwara, "The Nanking Atrocity: An Interpretive Overview," in The Nanking Atrocity, 1937â38: Complicating the Picture, ed. Bob Tadashi Wakabayashi (New York: Berghahn Books, 2008), 31.
- David Askew, "Defending Nanking: An Examination of the Capital Garrison Forces," Sino-Japanese Studies, April 15, 2003, 158. Askew cites the diary of General Iwane Matsui and the research of historian Ikuhiko Hata.
- Masahiro Yamamoto, The History and Historiography of the Rape of Nanking (Tuscaloosa: unpublished Ph.D. thesis, 1998), 505.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 51â52.
- F. Tillman Durdin, "Japanese Atrocities Marked Fall of Nanking," The New York Times, January 9, 1938, 38.
- Akira Fujiwara, "The Nanking Atrocity: An Interpretive Overview," in The Nanking Atrocity, 1937â38: Complicating the Picture, ed. Bob Tadashi Wakabayashi (New York: Berghahn Books, 2008), 33, 36.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 52â54.
- Nankin Senshi Henshu Iinkai, å京æ¦å² (Tokyo: Kaikosha, 1989), 175â184.
- Jonathan Fenby, Generalissimo: Chiang Kai-shek and the China He Lost (London: Free Press, 2003), 306.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 84. Yamamoto cites the research of the Japanese veterans' association Kaikosha.
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- Archibald T. Steele, "Panic of Chinese in Capture of Nanking," Chicago Daily News, February 3, 1938, 2.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 87. Yamamoto cites the battle report of Japan's 38th Regiment and a variety of eyewitness account of both Chinese and Japanese soldiers.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 85â91. For this information, Yamamoto cites a dozen different Japanese combat diaries.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 100. Yamamoto's interpretation is based on the diaries of soldiers Mataichi Inoie and So Mizutani.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 81, 93, 99.
- Bob Tadashi Wakabayashi, "Leftover Problems," in The Nanking Atrocity, 1937â38: Complicating the Picture, ed. Bob Tadashi Wakabayashi (New York: Berghahn Books, 2008), 377â384.
- David Askew, "Westerners in Occupied Nanking," in The Nanking Atrocity, 1937â38: Complicating the Picture, ed. Bob Tadashi Wakabayashi (New York: Berghahn Books, 2008), 241. Askew cites the diary of German civilian John Rabe.
- David Askew, "The Scale of Japanese Atrocities in Nanjing: An Examination of the Burial Records," Ritsumeikan Journal of Asia Pacific Studies, June 2004, 12. Askew cites a report from one of Japan's Special Service Organizations.
- David Askew, "Defending Nanking: An Examination of the Capital Garrison Forces," Sino-Japanese Studies, April 15, 2003, 162.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 87â88.
- Michael Richard Gibson, Chiang Kai-shekâs Central Army, 1924â1938 (Washington DC: George Washington University, 1985), 388.
- Takashi Yoshida, The Making of the "Rape of Nanking" (New York: Oxford University Press, 2006), 20.
- John Hunter Boyle, China and Japan at War, 1937â1945: The Politics of Collaboration (Stanford, California, Stanford University Press, 1972), 55.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 49.
- Masahiro Yamamoto, Nanking: Anatomy of an Atrocity (Westport, Connecticut: Praeger, 2000), 140.
- Frederick Fu Liu, A Military History of Modern China 1924â1949 (Princeton: Princeton University Press, 1956), 199.
- Takashi Yoshida, The Making of the "Rape of Nanking" (New York: Oxford University Press, 2006), 37.
- Herbert Bix, Hirohito and the Making of Modern Japan (New York: HarperCollins Publishers, 2000), 343â344. For this information Bix cites research by the scholars Akira Fujiwara, Youli Sun, and Akira Yamada.
- Long-hsuen Hsu, History of the Sino-Japanese war (1937â1945) (Taipei, Chung Wu, 1972), 213â214.
- Keiji Furuya, Chiang Kai-shek: His Life and Times (New York: St. John's University, 1981), 557.
- Jay Taylor, The Generalissimo: Chiang Kai-shek and the Struggle for Modern China (Cambridge, Massachusetts: Belknap Press, 2009), 313â317.
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